Canada’s securities regulators are considering several proposals that fundamentally transform dispute resolution for Canadian investors. These include:
- Binding authority for the Ombudsman for Banking Services and Investments (OBSI)
- ‘Modernizing’ the CIRO arbitration program.
- Distributing funds ordered disgorged to harmed investors.
The way investor disputes are resolved has real implications for both wealth business models and investors.
The panel explores:
- Real world impacts for wealth business and investors.
- Canada’s approach relative to other countries.
- Fairness principles.
- The role of regulators … and lawyers.
This session is valuable for those who service investors in Canada and for those who work to resolve their disputes.
